Filed October 21, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MASSACHESETTS MUTUAL LIFE INS. CO. Service code 49 · EIN 04-1590850 | Other Services | $376,792 |
NFP RETIREMENT INC1 year Filed as: NFP CORPORATE SERVICES PA, INC. Service code 14 · EIN 13-4096969 | Plan Administrator | $33,950 |
LOCKE & ASSOCIATES P.C.1 year Service code 10 · EIN 23-2989882 | Accounting | $20,000 |
Filed as: CORNERSTONE ADVISORS ASSET MANAGEM Service code 16 | Consulting | $18,826 |
Filed as: CORNERSTONE INSTITUTIONAL INVESTORS Service code 16 · EIN 23-2933229 | Consulting | $6,166 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BAIRD FUNDS1 year Service code 52 · EIN 39-6037917 | Indirect Investment Fees | $0 |
CALVERT1 year Service code 52 · EIN 52-1233223 | Indirect Investment Fees | $0 |
Filed as: CORNERSTONE ADVISORS ASSET MANAGEME Service code 16 · EIN 75-3204798 | Consulting | $0 |
EATON VANCE1 year Service code 52 · EIN 04-2718215 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,662 | $44,007-37.1% | $154,107-82.1% | $68,904-59.9% |
| Participation rate | 34.8% | 70.0%-35.2pp | 83.0%-48.2pp | 74.1%-39.3pp |
| Annual return | -5.20% | 8.15%-13.4pp | 735.12%-740.3pp | 1.07%-6.3pp |
| Employer contribution / active EE | $363 | $1,732-79.0% | $5,298-93.1% | $2,540-85.7% |
| Participant deferral / active EE | $680 | $2,813-75.8% | $5,081-86.6% | $4,015-83.1% |
| Admin fee / account holder | $109 | $65+69.0% | $13,411-99.2% | $71+53.5% |