Filed October 21, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MASSACHESETTS MUTUAL LIFE INS. CO. Service code 49 · EIN 04-1590850 | Other Services | $368,325 |
NFP RETIREMENT INC2 years Filed as: NFP CORPORATE SERVICES PA, INC. Service code 14 · EIN 13-4096969 | Plan Administrator | $53,985 |
Filed as: CORNERSTONE ADVISORS ASSET MANAGEME Service code 16 · EIN 75-3204798 | Consulting | $25,656 |
LOCKE & ASSOCIATES P.C.5+ years Filed as: LOCKE & ASSOCIATES, P.C. Service code 10 | Accounting | $9,700 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BAIRD FUNDS2 years Service code 52 · EIN 39-6037917 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON2 years Service code 52 · EIN 13-3151768 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON1 year Filed as: FRANKLINTEMPLETON Service code 52 | Indirect Investment Fees | $0 |
INVESCO2 years Service code 52 · EIN 76-0343427 | Indirect Investment Fees | $0 |
LOCKE & ASSOCIATES P.C.2 years Service code 10 · EIN 23-2989882 | Accounting | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,148 | $53,565-38.1% | $172,739-80.8% | $82,204-59.7% |
| Participation rate | 31.6% | 69.6%-38.0pp | 82.6%-51.0pp | 73.4%-41.8pp |
| Annual return | 21.46% | 31.42%-10.0pp | 802.84%-781.4pp | 26.31%-4.9pp |
| Employer contribution / active EE | $206 | $1,857-88.9% | $5,143-96.0% | $2,707-92.4% |
| Participant deferral / active EE | $704 | $3,006-76.6% | $5,198-86.5% | $4,246-83.4% |
| Admin fee / account holder | $107 | $61+74.5% | $13,954-99.2% | $76+41.7% |