Filed October 21, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE CO Service code 64 · EIN 04-1590850 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $418,766 |
NFP RETIREMENT INC6 years Filed as: NFP CORPORATE SERVICES PA, INC. Service code 13 · EIN 13-4096969 2600 KELLY ROAD · WARRINGTON, PA 18976 | Contract Administrator | $43,178 |
Filed as: CORNERSTONE ADVISORS ASSET MANAGEME Service code 27 · EIN 75-3204798 74 W BROAD ST · BETHLEHEM, PA 18018 | Advisory (Plan) | $32,083 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $4,546 |
LOCK & WELSH PC1 year Service code 10 1501 LOWER STATE RD · NORTH WALES, PA 19454 | Accounting | $4,500 |
Service code 99 3071 PEAR RD · MEDINA, OH 44256 | Other Fees | $400 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,181 | $59,339-30.6% | $149,673-72.5% | $103,482-60.2% |
| Participation rate | 36.9% | 70.2%-33.3pp | 78.8%-41.8pp | 73.3%-36.3pp |
| Annual return | 15.87% | 77.78%-61.9pp | 134.42%-118.5pp | 33.11%-17.2pp |
| Employer contribution / active EE | $370 | $2,178-83.0% | $4,818-92.3% | $3,208-88.5% |
| Participant deferral / active EE | $1,410 | $3,716-62.1% | $5,680-75.2% | $5,207-72.9% |
| Admin fee / account holder | $118 | $103+14.1% | $13,210-99.1% | $114+3.0% |