Filed October 3, 2024
| Provider | Service type | Compensation |
|---|---|---|
THE BANK OF NEW YORK MELLON4+ years Filed as: BANK OF NEW YORK MELLON Service code 19 · EIN 13-5160382 | Securities Custodian | $1,514,530 |
INDEPENDENT FINANCIAL PARTNERS4+ years Filed as: SIERRA INVESTMENT PARTNERS INC Service code 28 · EIN 68-0370668 | Investment Management | $855,476 |
NEWTOWER TRUST COMPANY3 years Service code 28 · EIN 30-0872552 | Investment Management | $796,079 |
LORD ABBETT2 years Filed as: LORD, ABBETT & CO. LLC Service code 28 · EIN 13-5620131 | Investment Management | $672,382 |
GREAT LAKES ADVISORS, LLC2 years Filed as: GREAT LAKES ADVISORS LLC Service code 28 · EIN 80-0292839 | Investment Management | $636,852 |
ULLICO4+ years Filed as: UNION LABOR LIFE INSURANCE COMPANY Service code 28 · EIN 13-1423090 | Investment Management | $473,939 |
ROTHSCHILD ASSET MANAGEMENT4+ years Filed as: ROTHSCHILD ASSET MANAGEMENT INC Service code 28 · EIN 13-2544634 | Investment Management | $465,619 |
JENNINGS SIGMOND P.C.4+ years Service code 29 · EIN 23-2025670 | Legal | $405,017 |
WEDGE CAPITAL MANAGEMENT4+ years Filed as: WEDGE CAPITAL MANAGEMENT LLP Service code 28 · EIN 56-1557450 | Investment Management | $365,584 |
INDEPENDENT FINANCIAL PARTNERS4+ years Filed as: STONE RIDGE INVESTMENT PARTNERS LLC Service code 28 · EIN 25-1841560 | Investment Management | $336,573 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | AB | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | SC | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MC | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | PC | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MD | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | FD | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MD | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JD | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JE | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | WF | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | HG | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | KG | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | FG | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JH | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MH | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | FK | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MK | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | TK | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | DM | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | EM | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | CN | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MR | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | PR | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | KR | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | WS | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MS | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JU | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | SUN CENTER STUDIOS CORP | — | 250 N COMMERCE DR ASTON, PA 19014 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $362,723-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 37.9%-37.9pp | 0.0%0pp |
| Annual return | 5.95% | 10.84%-4.9pp | 10.56%-4.6pp | 1023.85%-1017.9pp |
| Employer contribution / active EE | $24,981 | $14,186+76.1% | $30,199-17.3% | $11,605+115.3% |
| Participant deferral / active EE | $0 | $275-100.0% | $33-100.0% | $275-100.0% |
| Admin fee / account holder | $0 | $0 | $2,168-100.0% | - |