GREAT LAKES ADVISORS, LLC
37 known aliases resolved via the canonical alias map
Market position · 2024
Plans served72-10 YoYRank #272 of mapped providers
Assets under administration$42.7B0.1%Market share · rank #357
Fees received$8MMedian $40,553/planSum across Schedule C direct + indirect
Net wins YoY-96 won · 15 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical GREAT LAKES ADVISORS, LLC plan look like?
Service mix · median fees per plan
Count of plans where GREAT LAKES ADVISORS, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Securities brokerage commissions and fees; Investment managementCode 28 | 35 | $89,874 | |
Other services; Direct payment from the plan; Contract Administrator; Other feesCode 13 | 11 | $10,035 | |
Other servicesCode 49 | 5 | $4,938 | |
Investment management fees paid directly by planCode 51 | 5 | $87,922 | |
Participant loan processing; Consulting fees; Claims processingCode 12 | 4 | $5,096 | |
Participant loan processing; Direct payment from the plan; Other feesCode 37 | 4 | $28,526 | |
Investment management fees paid indirectly by plan; Direct payment from the planCode 50 | 4 | $119,952 | |
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 2 | $29,842 |
Competitor overlap
Percent of GREAT LAKES ADVISORS, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under GREAT LAKES ADVISORS, LLC.
| Sponsor | From | Assets |
|---|---|---|
NEW ENGLAND TEAMSTERS PENSION FUNDMA · 046372430-001 | ANDREA GABALDON | $9.1B |
JOINT BOARD OF TRUSTEES OF THE DRIVERS AND HELPERS LOCAL NO. 355MD · 526043608-001 | ROTHSCHILD ASSET MANAGEMENT | $732M |
TRUSTEES OF SOUTH FLORIDA ELECTRICAL WORKERS PENSION PLANAZ · 596230530-001 | GREAT LAKE ADVISORS | $148M |
I SUPPLY COMPANYOH · 310515530-001 | DYNAMIC PENSION SERVICES, INC. | $11M |
Plans lost in 2024
Appeared last year under GREAT LAKES ADVISORS, LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
CARPENTERS PENSION TRUST FUND TRUST FUND FOR NORTHERN CALIFORNIACA · 946050970-001 | CAMDEN ASSET MANAGEMENT, LP | $5.3B |
CARPENTERS ANNUITY TRUST FUND FOR NORTHERN CALIFORNIACA · 946534591-001 | CAMDEN ASSET MANAGEMENT, LP | $3.0B |
THE NEW YORK TIMES COMPANYNY · 131102020-010 | BDO USA, LLP | $1.1B |
INDEPENDENCE BLUE CROSS, LLCPA · 463867722-001 | US BANK | $705M |
PLUMBERS AND STEAMFITTERS 486 PENSION FUND BOARD OF TRUSTEESMD · 526124449-001 | INTERCONTINENTAL REAL ESTATE CORP | $350M |
BD TRUSTEES RET AND PENSION PLAN FOR OFFICERS ANDNY · 510167964-001 | PROXYVOTE PLUS, LLC | $103M |
PLUMBERS & STEAMFITTER LOCAL 83PA · 550463652-001 | CENTRAL DATA SERVICES | $50M |
BOARD OF TRUSTEES SDC - LEAGUE PENSION FUNDNY · 136634482-001 | SLEVIN & HART, P.C. | $48M |
N.S. INTERNATIONAL, LTD.MI · 952811138-003 | INTEGRATED INVEST CONSULTANTS, LLC | $37M |
PENTEGRA SERVICES, INC.NY · 133745616-008 | AMERICAN FUNDS | $13M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
NEW ENGLAND TEAMSTERS PENSION FUNDMA · 046372430-001 | $9.1B | 71,331 | $93,228 | 1y | - |
BOARD OF TRUSTEES EASTERN ATLANTIC STATES CARPENTERS PENSION FUNDPA · 231613018-001 | $5.0B | 39,234 | $498,754 | 7y | - |
BOARD OF TRUSTEES EASTERN ATLANTIC STATES CARPENTERS ANNUITY FUNDPA · 222406812-002 | $2.2B | 34,950 | $305,255 | 2y | - |
NAVY FEDERAL CREDIT UNIONVA · 530116705-001 | $2.1B | 24,268 | $88,795 | 2y | - |
JOINT BOARD OF TRUSTEES TEAMSTERS LOCAL 639 - EMPLOYERS PENSION TRUSTDC · 530237142-001 | $1.7B | 9,501 | $424,834 | 7y | - |
BD OF TEES OF ELEVATOR CONSTRUCTORS UNION LOCAL NO. 1 ANNUITY & 401K FNJ · 516124191-001 | $1.7B | 4,276 | $87,922 | 7y | 1 |
TRUSTEES OF THE PLUMBERS PENSION FUND, LOCAL 130, U.A.IL · 366489579-001 | $1.7B | 9,502 | $50,380 | 8y | - |
CENTRAL PENNSYLVANIA TEAMSTERS PENSION FUND, TRUSTEESPA · 236262789-001 | $1.5B | 25,602 | $517,499 | 4y | - |
BOARD OF TRUSTEES BOILERMAKERS NATIONAL ANNUITYMO · 481029345-001 | $1.3B | 29,668 | $63,578 | 2y | - |
XCEL ENERGY INC.MN · 410448030-001 | $1.2B | 11,750 | $263,211 | 4y | - |
Flag exposure
93.1%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (37)
Raw Schedule C names collapsed into GREAT LAKES ADVISORS, LLC.
- GREAT LAKES
- GREAT LAKES ADVISORS
- GREAT LAKES ADVISORS INC
- GREAT LAKES ADVISORS INC.
- GREAT LAKES ADVISORS LLC
- GREAT LAKES ADVISORS LLP
- GREAT LAKES ADVISORS, INC.
- GREAT LAKES ADVISORS, LLC
- GREAT LAKES AVIATION LTD
- GREAT LAKES DENTAL TECHNOLOGIES
- GREAT LAKES INTEGRATED
- GREAT LAKES INVESTMENT
- GREAT LAKES INVESTMENT MANAGEMENT,
- GREAT LAKES INVESTMENT MANAGERS
- GREAT LAKES PENSION
- GREAT LAKES PENSION ASS. INC
- GREAT LAKES PENSION ASSO
- GREAT LAKES PENSION ASSOC, INC.
- GREAT LAKES PENSION ASSOC. INC.
- GREAT LAKES PENSION ASSOC., INC.
- GREAT LAKES PENSION ASSOCIATE, INC.
- GREAT LAKES PENSION ASSOCIATES
- GREAT LAKES PENSION ASSOCIATES INC
- GREAT LAKES PENSION ASSOCIATES, INC
- GREAT LAKES PENSION ASSOCIATES,INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for GREAT LAKES ADVISORS, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 1.39% | 26.94% | -25.55 pp |
| Late contributions | 7 | 9.72% | 1.71% | +8.01 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 6 | 8.33% | 1.76% | +6.57 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with GREAT LAKES ADVISORS, LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).