Filed October 3, 2024
| Provider | Service type | Compensation |
|---|---|---|
INDEPENDENT FINANCIAL PARTNERS6+ years Filed as: SIERRA INVESTMENT PARTNERS INC Service code 28 · EIN 68-0370668 | Investment Management | $934,026 |
NEWTOWER TRUST COMPANY5 years Service code 28 · EIN 30-0872552 | Investment Management | $807,625 |
LORD ABBETT4 years Filed as: LORD, ABBETT & CO. LLC Service code 28 · EIN 13-5620131 | Investment Management | $743,491 |
WEDGE CAPITAL MANAGEMENT6+ years Filed as: WEDGE CAPITAL MANAGEMENT LLP Service code 28 · EIN 56-1557450 | Investment Management | $684,574 |
THE BANK OF NEW YORK MELLON6+ years Filed as: BANK OF NEW YORK MELLON Service code 19 · EIN 13-5160382 | Securities Custodian | $675,341 |
Filed as: BOYD WATTERSON ASSET MANAGEMENT LLC Service code 28 · EIN 34-1922005 | Investment Management | $630,451 |
Service code 28 · EIN 13-3257590 | Investment Management | $585,361 |
HAMILTON LANE ADVISORS, LLC6+ years Service code 28 · EIN 23-2962336 | Investment Management | $510,048 |
JK MILNE ASSET MANAGEMENT6+ years Service code 28 · EIN 83-0397301 | Investment Management | $493,753 |
ULLICO6+ years Filed as: UNION LABOR LIFE INSURANCE COMPANY Service code 28 · EIN 13-1423090 | Investment Management | $430,647 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | AB | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | SC | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MC | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MD | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | FD | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JD | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JE | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | WF | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | HG | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | KG | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | FG | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JH | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MK | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | TK | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | DM | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | EM | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MR | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MS | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JU | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $201,582-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 23.6%-23.6pp | 0.0%0pp |
| Annual return | 26.14% | 19.39%+6.8pp | 11.08%+15.1pp | 19.39%+6.8pp |
| Employer contribution / active EE | $22,928 | $8,446+171.5% | $28,418-19.3% | $8,446+171.5% |
| Participant deferral / active EE | $0 | $353-100.0% | $86-100.0% | $353-100.0% |
| Admin fee / account holder | $0 | $0 | $6,559-100.0% | - |