Filed October 3, 2024
| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 26-1273625 | Investment Management | $1,830,024 |
GREAT LAKES ADVISORS, LLC5 years Filed as: GREAT LAKES ADVISORS LLC Service code 28 · EIN 80-0292839 | Investment Management | $749,079 |
HAMILTON LANE ADVISORS, LLC7+ years Service code 28 · EIN 23-2962336 | Investment Management | $567,657 |
INDEPENDENT FINANCIAL PARTNERS7+ years Filed as: SIERRA INVESTMENT PARTNERS INC Service code 28 · EIN 68-0370668 | Investment Management | $557,802 |
Service code 28 · EIN 13-3257590 | Investment Management | $480,906 |
THE BANK OF NEW YORK MELLON7+ years Filed as: BANK OF NEW YORK MELLON Service code 19 · EIN 13-5160382 | Securities Custodian | $462,948 |
THE MCKEOGH COMPANY7+ years Service code 11 · EIN 23-3003375 | Actuarial | $436,722 |
WEDGE CAPITAL MANAGEMENT7+ years Filed as: WEDGE CAPITAL MANAGEMENT LLP Service code 28 · EIN 56-1557450 | Investment Management | $417,308 |
LOOMIS SAYLES2 years Filed as: LOOMIS SAYLES & COMPANY LLP Service code 28 · EIN 04-3200030 | Investment Management | $346,825 |
NEWTOWER TRUST COMPANY6 years Service code 28 · EIN 30-0872552 | Investment Management | $343,496 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | AB | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MD | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | FD | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JD | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JE | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | HG | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | KG | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | FG | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | JH | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MK | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | EM | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MR | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
| Part 1 Loan in default | MS | — | 1811 SPRING GARDEN STREET PHILADELPHIA, PA 19130 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $1,469,698-100.0% | $164,721-100.0% | $1,469,698-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 21.0%-21.0pp | 0.0%0pp |
| Annual return | 60.09% | -5.36%+65.4pp | -5.85%+65.9pp | 7.68%+52.4pp |
| Employer contribution / active EE | $7,458 | $12,163-38.7% | $31,839-76.6% | $9,142-18.4% |
| Participant deferral / active EE | $0 | $1-100.0% | $2-100.0% | $462-100.0% |
| Admin fee / account holder | $0 | $19,323-100.0% | $1,000-100.0% | $19,323-100.0% |