ROTHSCHILD ASSET MANAGEMENT
35 known aliases resolved via the canonical alias map
Market position · 2024
Plans served29-6 YoYRank #552 of mapped providers
Assets under administration$20.8B0.0%Market share · rank #623
Fees received$917,926Median $28,052/planSum across Schedule C direct + indirect
Net wins YoY-64 won · 10 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical ROTHSCHILD ASSET MANAGEMENT plan look like?
Service mix · median fees per plan
Count of plans where ROTHSCHILD ASSET MANAGEMENT ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Direct payment from the planCode 27 | 16 | $23,839 | |
Investment advisory (participants); Direct payment from the planCode 26 | 4 | $11,600 | |
Investment advisory (participants); Custodial (securities); Investment advisory (plan); Other servicesCode 19 | 2 | $23,588 | |
Investment managementCode 28 | 2 | $49,895 | |
Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Recordkeeping fees; Other fees; Consulting fees; Trustee (bank, trust company, or similar financial institution); Consulting (pension)Code 15 | 1 | $56,038 | |
Consulting (general)Code 16 | 1 | $116,127 | |
Investment management fees paid indirectly by planCode 52 | 1 | $0 | |
Other commissionsCode 55 | 1 | $30,644 |
Competitor overlap
Percent of ROTHSCHILD ASSET MANAGEMENT's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under ROTHSCHILD ASSET MANAGEMENT.
| Sponsor | From | Assets |
|---|---|---|
HONIGMAN LLPMI · 381407377-003 | GRAND WEALTH MANAGEMENT LLC | $402M |
RESONANT SCIENCES, LLCOH · 471991500-001 | (new plan) | $18M |
SOAREN MANAGEMENT LLCAZ · 850972337-001 | PAYCHEX, INC. | $5M |
Plans lost in 2024
Appeared last year under ROTHSCHILD ASSET MANAGEMENT; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE NEW YORK TIMES COMPANYNY · 131102020-010 | BDO USA, LLP | $1.1B |
PUGET SOUND ENERGY, INC.WA · 910374630-001 | MFS INVESTMENT MANAGEMENT | $786M |
JOINT BOARD OF TRUSTEES OF THE DRIVERS AND HELPERS LOCAL NO. 355MD · 526043608-001 | GREAT LAKES ADVISORS, LLC | $666M |
BOARD OF TRUSTEES, WESTERN GLAZIERS RETIREMENT PLANWA · 916050587-001 | WASHINGTON CAPITAL MANAGEMENT, INC. | $336M |
TRUSTEES OF TEAMSTERS JOINT COUNCIL NO. 73 PENSION & TRUST FUNDNJ · 226171374-001 | MORGAN STANLEY SMITH BARNEY | $28M |
555 INTERNATIONAL INC.IL · 510404318-001 | ADP BROKER-DEALER | $13M |
THE FEDERATED GROUP, INC.IL · 362039374-001 | (new plan) | $11M |
EMPLOYMENT & EMPLOYER SERVICES, INC.IL · 363242702-001 | (new plan) | $7M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES OF 1199SEIU HEALTH CARE EMPLOYEES PENSION FUNDNY · 133604862-001 | $16.9B | 296,800 | $0 | 4y | - |
DLA PIPER LLP (US)MD · 520616490-004 | $1.7B | 4,436 | $40,079 | 10y | 1 |
HONIGMAN LLPMI · 381407377-003 | $402M | 944 | $11,600 | 1y | 1 |
HINSHAW & CULBERTSON LLPIL · 362128133-003 | $371M | 990 | $49,805 | 10y | 1 |
ALFRED BENESCH & COMPANYIL · 362407363-002 | $336M | 1,563 | $42,500 | 9y | - |
ILLINOIS BONE AND JOINT INSTITUTE, LLCIL · 203845479-001 | $287M | 3,096 | $116,127 | 10y | - |
PLUMBERS & STEAMFITTERS LOCAL 150 PENSION FUNDTN · 586116699-001 | $166M | 1,274 | $52,169 | 10y | - |
SPROUT SOCIAL, INC.IL · 272404165-001 | $113M | 1,383 | $35,000 | 6y | 2 |
PT FINANCIAL HOLDINGS, INC.IL · 853472855-001 | $108M | 482 | $39,663 | 1y | 1 |
GENERAL KINEMATICS CORPORATIONIL · 362435662-001 | $51M | 326 | $22,048 | 5y | 2 |
Flag exposure
72.4%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (35)
Raw Schedule C names collapsed into ROTHSCHILD ASSET MANAGEMENT.
- BRONFMAN ROTHSCHILD
- BRONFMAN ROTHSCHILD LP
- ROTHCHILD & CO ASSET MANAGEMENT
- ROTHCHILD & CO ASSET MANAGEMENT INC
- ROTHCHILD ASSET MANAGEMENT
- ROTHCHILD ASSET MANAGEMENT INC
- ROTHCHILD ASSET MANAGEMENT, INC.
- ROTHSCHILD
- ROTHSCHILD & CO ASSET MANAGEMENT
- ROTHSCHILD & CO ASSET MANAGEMENT IN
- ROTHSCHILD & CO ASSET MGMT INC
- ROTHSCHILD & CO ASSET MGMT U.S. INC
- ROTHSCHILD & CO. ASSET MANAGEMENT
- ROTHSCHILD ASSET MANAGEMENT
- ROTHSCHILD ASSET MANAGEMENT COMPANY
- ROTHSCHILD ASSET MANAGEMENT INC
- ROTHSCHILD ASSET MANAGEMENT INC.
- ROTHSCHILD ASSET MANAGEMENT, INC.
- ROTHSCHILD ASSET MGMT
- ROTHSCHILD ASSET MGT.
- ROTHSCHILD CO.
- ROTHSCHILD CONSULTING GROUP
- ROTHSCHILD INV CORP
- ROTHSCHILD INV. CORP
- ROTHSCHILD INVESTEMENT CORP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for ROTHSCHILD ASSET MANAGEMENT's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 3.45% | 26.94% | -23.49 pp |
| Late contributions | 8 | 27.59% | 1.71% | +25.87 pp |
| Failed to provide benefit | 1 | 3.45% | 0.14% | +3.31 pp |
| Corrective distributions | 10 | 34.48% | 1.76% | +32.72 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with ROTHSCHILD ASSET MANAGEMENT. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).