Filed August 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $76,179 |
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 20-8764829 | Advisory (Plan) | $44,735 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,557 | $39,973+19.0% | $79,550-40.2% | $77,904-39.0% |
| Participation rate | 29.6% | 64.6%-35.0pp | 69.5%-39.9pp | 73.7%-44.1pp |
| Annual return | -15.91% | 3.42%-19.3pp | 0.16%-16.1pp | 12.21%-28.1pp |
| Employer contribution / active EE | $1,017 | $1,088-6.5% | $2,413-57.9% | $2,848-64.3% |
| Participant deferral / active EE | $1,953 | $2,774-29.6% | $3,985-51.0% | $4,806-59.4% |
| Admin fee / account holder | $101 | $113-10.6% | $6,832-98.5% | $133-23.9% |