Filed August 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $69,281 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 20-8764829 | Advisory (Plan) | $56,049 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,051 | $33,780+24.5% | $74,550-43.6% | $75,289-44.1% |
| Participation rate | 30.5% | 62.7%-32.2pp | 69.1%-38.7pp | 72.4%-41.9pp |
| Annual return | -3.75% | -1.24%-2.5pp | 32.53%-36.3pp | -0.04%-3.7pp |
| Employer contribution / active EE | $988 | $845+16.9% | $1,961-49.6% | $2,405-58.9% |
| Participant deferral / active EE | $1,741 | $1,890-7.9% | $3,108-44.0% | $3,739-53.4% |
| Admin fee / account holder | $180 | $86+108.3% | $5,060-96.4% | $102+75.8% |