Filed August 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $21,343 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 99 · EIN 26-4310844 | Other Fees | $11,060 |
MORNINGSTAR1+ years Service code 26 · EIN 36-3297908 | Advisory (Participants) | $10,546 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,575 | $31,810-0.7% | $64,105-50.7% | $59,188-46.7% |
| Participation rate | 40.3% | 57.7%-17.4pp | 68.2%-27.9pp | 69.4%-29.1pp |
| Annual return | 1.43% | 9.41%-8.0pp | 791.24%-789.8pp | 5.51%-4.1pp |
| Employer contribution / active EE | $1,163 | $659+76.4% | $1,820-36.1% | $2,098-44.6% |
| Participant deferral / active EE | $1,993 | $1,582+25.9% | $2,822-29.4% | $3,265-39.0% |
| Admin fee / account holder | $32 | $57-43.2% | $4,499-99.3% | $92-64.9% |