Filed August 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 26-4310632 | Advisory (Plan) | $60,149 |
BDO USA, LLP1 year Service code 10 · EIN 13-5381590 | Accounting | $22,066 |
Filed as: VOYA RETIREMENT INSURANCE AND ANNUI Service code 26 · EIN 71-0294708 | Advisory (Participants) | $19,026 |
MORNINGSTAR2+ years Service code 26 · EIN 36-3297908 | Advisory (Participants) | $2,321 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $300 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,559 | $33,232-8.0% | $71,796-57.4% | $63,975-52.2% |
| Participation rate | 27.3% | 60.1%-32.8pp | 69.1%-41.8pp | 71.1%-43.8pp |
| Annual return | 7.90% | 11.99%-4.1pp | 78.04%-70.1pp | 48.65%-40.7pp |
| Employer contribution / active EE | $854 | $723+18.2% | $1,924-55.6% | $2,182-60.8% |
| Participant deferral / active EE | $1,479 | $1,604-7.8% | $2,794-47.1% | $3,356-55.9% |
| Admin fee / account holder | $54 | $63-14.8% | $4,815-98.9% | $70-23.2% |