Filed August 5, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 20-8764829 | Advisory (Plan) | $84,999 |
Service code 37 · EIN 04-2647786 | Loan Processing | $84,372 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,188 | $64,286-25.0% | $90,951-47.0% | $73,409-34.4% |
| Participation rate | 39.7% | 63.6%-23.9pp | 69.0%-29.4pp | 72.2%-32.5pp |
| Annual return | 19.37% | 21.45%-2.1pp | 134.60%-115.2pp | 59.29%-39.9pp |
| Employer contribution / active EE | $1,567 | $895+75.1% | $2,122-26.2% | $2,234-29.9% |
| Participant deferral / active EE | $2,304 | $2,453-6.1% | $3,373-31.7% | $3,805-39.5% |
| Admin fee / account holder | $98 | $287-65.9% | $5,959-98.4% | $158-38.1% |