Filed July 26, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: VOYA RETIREMENT ADVISORS LLC Service code 26 · EIN 22-1862786 | Advisory (Participants) | $434,441 |
Filed as: VOYA INSTITUTIONAL PLAN SERVICES Service code 37 · EIN 04-3516284 | Loan Processing | $400,895 |
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS, INC. Service code 26 · EIN 26-0058143 | Advisory (Participants) | $68,398 |
ALLEN, GIBBS & HOULIK, L.C.4 years Filed as: ALLEN GIBBS & HOULIK Service code 10 · EIN 48-1032601 | Accounting | $30,432 |
MERCER9+ years Service code 70 · EIN 13-2834414 | Consulting Fees | $16,679 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $179,982 | $103,657+73.6% | $130,298+38.1% | $103,657+73.6% |
| Participation rate | 65.1% | 73.4%-8.2pp | 76.3%-11.1pp | 73.4%-8.2pp |
| Annual return | 14.15% | 33.13%-19.0pp | 38.90%-24.7pp | 33.13%-19.0pp |
| Employer contribution / active EE | $3,058 | $3,216-4.9% | $4,128-25.9% | $3,216-4.9% |
| Participant deferral / active EE | $5,785 | $5,218+10.9% | $6,790-14.8% | $5,218+10.9% |
| Admin fee / account holder | $148 | $114+29.7% | $6,025-97.5% | $114+29.7% |