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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $147,225 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLAZA, 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $46,000 |
HOWARD SIMON & ASSOCIATES, INC.4+ years Service code 15 304 SAUNDERS ROAD · RIVERWOODS, IL 60015 | Recordkeeping | $18,181 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,241 | $37,196+177.6% | $154,108-33.0% | $55,725+85.3% |
| Participation rate | 100.0% | 64.1%+35.9pp | 83.0%+17.0pp | 70.9%+29.1pp |
| Annual return | -7.54% | 1319.68%-1327.2pp | 735.21%-742.7pp | 244.93%-252.5pp |
| Employer contribution / active EE | $7,922 | $1,614+390.8% | $5,298+49.5% | $2,078+281.2% |
| Participant deferral / active EE | $5,473 | $2,068+164.6% | $5,081+7.7% | $3,356+63.1% |
| Admin fee / account holder | $354 | $102+248.3% | $13,411-97.4% | $115+207.2% |