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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $129,771 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLAZA, 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $46,000 |
HOWARD SIMON & ASSOCIATES, INC.3+ years Service code 15 304 SAUNDERS ROAD · RIVERWOODS, IL 60015 | Recordkeeping | $16,805 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,215 | $46,173+149.5% | $170,435-32.4% | $69,631+65.5% |
| Participation rate | 100.0% | 63.9%+36.1pp | 83.6%+16.4pp | 70.7%+29.3pp |
| Annual return | 17.53% | 21.62%-4.1pp | 205.94%-188.4pp | 27571.02%-27553.5pp |
| Employer contribution / active EE | $7,913 | $1,610+391.6% | $5,432+45.7% | $2,032+289.4% |
| Participant deferral / active EE | $5,357 | $2,080+157.5% | $4,939+8.4% | $3,224+66.2% |
| Admin fee / account holder | $332 | $116+186.0% | $13,881-97.6% | $110+200.3% |