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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $117,740 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLAZA, 12TH FLOOR · NE YORK, NY 10004 | Advisory (Plan) | $46,000 |
HOWARD SIMON & ASSOCIATES, INC.2+ years Service code 15 304 SAUNDERS ROAD · RIVERWOODS, IL 60015 | Recordkeeping | $16,647 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,285 | $36,916+160.8% | $156,551-38.5% | $57,658+67.0% |
| Participation rate | 100.0% | 63.4%+36.6pp | 84.0%+16.0pp | 70.2%+29.8pp |
| Annual return | 6.93% | 12.38%-5.5pp | 32.23%-25.3pp | 5.13%+1.8pp |
| Employer contribution / active EE | $7,959 | $1,571+406.8% | $5,501+44.7% | $1,974+303.2% |
| Participant deferral / active EE | $5,282 | $1,926+174.3% | $4,871+8.4% | $3,061+72.6% |
| Admin fee / account holder | $309 | $82+274.7% | $13,028-97.6% | $95+226.9% |