Filed June 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $386,492 |
FIDUCIENT ADVISORS LLC1 year Service code 99 500 W MADISON ST STE 1700 · CHICAGO, IL 60661 | Other Fees | $90,112 |
COHNREZNICK LLP9+ years Service code 99 1212 AVENUE OF THE AMERICAS · NEW YORK, NY 10036 | Other Fees | $79,800 |
USI CONSULTING GROUP2 years Filed as: USI CONSULTING GROUP INC Service code 10 · EIN 06-1053228 | Accounting | $53,676 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $139,014 | $91,406+52.1% | $130,062+6.9% | $74,473+86.7% |
| Participation rate | 96.4% | 77.8%+18.6pp | 78.5%+17.9pp | 70.7%+25.6pp |
| Annual return | 14.87% | 23.21%-8.3pp | -137.37%+152.2pp | 34.36%-19.5pp |
| Employer contribution / active EE | $4,074 | $2,565+58.8% | $4,322-5.7% | $2,638+54.4% |
| Participant deferral / active EE | $8,949 | $4,724+89.5% | $5,821+53.7% | $4,530+97.5% |
| Admin fee / account holder | $434 | $283+53.0% | $10,601-95.9% | $347+24.9% |