Filed June 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $327,450 |
COHN REZNICK LLP3 years Service code 50 · EIN 22-1478099 | Direct Payment | $55,000 |
Filed as: FIDUCIARY INVESTMENT ADVISORS, LLC Service code 16 · EIN 20-4751585 | Consulting | $38,736 |
CHERNOFF DIAMOND & CO., LLC4 years Filed as: CHERNOFF DIAMOND Service code 17 · EIN 11-2836994 | Pension Consulting | $37,581 |
CHARLES SCHWAB & CO., INC.4 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $40 |
AMERICAN REALTY ADVISORS3 years Filed as: AMERICAN BEACON Service code 52 · EIN 75-2401150 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Filed as: CARILLON FUNDS Service code 52 · EIN 59-2385219 | Indirect Investment Fees | $0 |
MFS INVESTMENT MANAGEMENT3 years Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
NEUBERGER BERMAN3 years Service code 52 · EIN 13-6068441 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $137,994 | $69,159+99.5% | $125,175+10.2% | $67,579+104.2% |
| Participation rate | 91.6% | 78.2%+13.4pp | 79.8%+11.8pp | 71.3%+20.3pp |
| Annual return | 22.71% | 27.12%-4.4pp | 43.79%-21.1pp | 378.56%-355.8pp |
| Employer contribution / active EE | $3,757 | $2,023+85.7% | $3,865-2.8% | $2,148+74.9% |
| Participant deferral / active EE | $8,202 | $3,700+121.7% | $4,937+66.1% | $3,539+131.7% |
| Admin fee / account holder | $399 | $142+181.2% | $9,702-95.9% | $142+180.2% |