Filed June 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $394,254 |
USI CONSULTING GROUP2 years Service code 10 · EIN 06-1053228 | Accounting | $46,159 |
Service code 26 · EIN 36-4001764 | Advisory (Participants) | $39,730 |
COHN REZNICK LLP5 years Service code 50 · EIN 22-1478099 | Direct Payment | $30,000 |
Filed as: FIDUCIARY INVESTMENT ADVISORS, LLC Service code 16 · EIN 20-4751585 | Consulting | $13,373 |
CHARLES SCHWAB & CO., INC.6 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $127 |
AMERICAN REALTY ADVISORS5 years Filed as: AMERICAN BEACON Service code 52 · EIN 75-2401150 | Indirect Investment Fees | $0 |
AMERICAN FUNDS5 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BOSTON PARTNERS1 year Filed as: BOSTON PARTNERS INVESTMENT FUNDS Service code 52 · EIN 39-1982827 | Indirect Investment Fees | $0 |
LEGG MASON2 years Service code 52 · EIN 13-4146187 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $173,490 | $86,225+101.2% | $146,665+18.3% | $86,799+99.9% |
| Participation rate | 93.3% | 78.0%+15.4pp | 80.1%+13.3pp | 72.3%+21.1pp |
| Annual return | 14.33% | 31.23%-16.9pp | 22.74%-8.4pp | 97.91%-83.6pp |
| Employer contribution / active EE | $3,810 | $2,392+59.3% | $4,136-7.9% | $2,405+58.4% |
| Participant deferral / active EE | $8,497 | $4,245+100.2% | $5,506+54.3% | $4,131+105.7% |
| Admin fee / account holder | $438 | $195+124.3% | $10,280-95.7% | $170+158.4% |