Filed June 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $324,875 |
Filed as: FIDUCIARY INVESTMENT ADVISORS, LLC Service code 16 · EIN 20-4751585 | Consulting | $72,840 |
CHERNOFF DIAMOND & CO., LLC3 years Filed as: CHERNOFF DIAMOND Service code 17 · EIN 11-2836994 | Pension Consulting | $50,691 |
COHN REZNICK LLP2 years Service code 50 · EIN 22-1478099 | Direct Payment | $34,000 |
CHARLES SCHWAB & CO., INC.3 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $314 |
AMERICAN REALTY ADVISORS2 years Filed as: AMERICAN BEACON Service code 52 · EIN 75-2401150 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Filed as: CARILLON FUNDS Service code 52 · EIN 59-2385219 | Indirect Investment Fees | $0 |
MFS INVESTMENT MANAGEMENT2 years Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
NEUBERGER BERMAN2 years Service code 52 · EIN 13-6068441 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,272 | $64,311+68.4% | $110,238-1.8% | $75,289+43.8% |
| Participation rate | 81.7% | 79.3%+2.5pp | 79.8%+1.9pp | 72.4%+9.3pp |
| Annual return | -5.20% | -1.74%-3.5pp | 314.74%-319.9pp | -0.04%-5.2pp |
| Employer contribution / active EE | $3,021 | $2,404+25.7% | $3,826-21.0% | $2,405+25.6% |
| Participant deferral / active EE | $6,479 | $3,892+66.5% | $4,672+38.7% | $3,739+73.3% |
| Admin fee / account holder | $411 | $88+369.1% | $8,547-95.2% | $102+301.9% |