Filed June 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 33 · EIN 04-1590850 | Recordkeeping fees; Investment manage... | $300,905 |
CHERNOFF DIAMOND & CO., LLC2 years Filed as: CHERNOFF DIAMOND Service code 17 · EIN 11-2836994 | Pension Consulting | $40,340 |
FIDUCIARY INVESTMENT ADVISORS3+ years Service code 27 · EIN 20-4751585 | Advisory (Plan) | $35,528 |
COHN REZNICK LLP1 year Service code 50 · EIN 22-1478099 | Direct Payment | $33,750 |
COHN REZNICK LLP2 years Filed as: COHN REZNICK Service code 16 · EIN 22-1478099 | Consulting | $20,000 |
Filed as: FIDUCIARY INVESTMENT ADVISORS, LLC Service code 16 · EIN 20-4751585 | Consulting | $12,214 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $305 |
AMERICAN REALTY ADVISORS1 year Filed as: AMERICAN BEACON Service code 52 · EIN 75-2401150 | Indirect Investment Fees | $0 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Filed as: CARILLON FUNDS Service code 52 · EIN 59-2385219 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,632 | $67,228+67.5% | $117,854-4.4% | $77,958+44.5% |
| Participation rate | 76.6% | 79.4%-2.8pp | 79.7%-3.1pp | 71.6%+5.0pp |
| Annual return | 17.40% | 19.13%-1.7pp | 335.08%-317.7pp | 20.87%-3.5pp |
| Employer contribution / active EE | $3,276 | $2,211+48.2% | $3,786-13.5% | $2,310+41.8% |
| Participant deferral / active EE | $5,865 | $3,653+60.5% | $4,482+30.9% | $3,537+65.8% |
| Admin fee / account holder | $387 | $76+410.3% | $8,020-95.2% | $97+297.3% |