Filed April 29, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 91-0781053 | Recordkeeping Fees | $2,818,934 |
Service code 14 · EIN 31-1397510 | Plan Administrator | $466,131 |
Filed as: ROCATON INVESTMENTS ADVISORS Service code 16 · EIN 43-3638035 | Consulting | $50,000 |
Filed as: CLARK, SCHAEFER, HACKETT & CO Service code 10 · EIN 31-0800053 | Accounting | $47,800 |
RSVP DIRECT5 years Filed as: RSVP DIRECT INC Service code 38 · EIN 36-3964634 | Participant Communication | $35,437 |
CLASSICAL MARKETING LLC10+ years Service code 38 · EIN 36-4291764 | Participant Communication | $25,523 |
AON CONSULTING1 year Filed as: AON CONSULTING INC. Service code 16 · EIN 22-2232264 | Consulting | $20,000 |
FUND DIRECT ADVISORS6 years Filed as: FUND EVALUATION GROUP, LLC Service code 16 · EIN 01-0694771 | Consulting | $12,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,160 | $64,975-42.8% | $97,295-61.8% | $106,553-65.1% |
| Participation rate | 62.8% | 45.4%+17.5pp | 72.7%-9.8pp | 69.8%-7.0pp |
| Annual return | 12.08% | 15.21%-3.1pp | 75.62%-63.5pp | 17.37%-5.3pp |
| Employer contribution / active EE | $855 | $1,126-24.1% | $2,723-68.6% | $3,359-74.5% |
| Participant deferral / active EE | $2,269 | $2,466-8.0% | $4,264-46.8% | $5,562-59.2% |
| Admin fee / account holder | $28 | $69-59.3% | $5,646-99.5% | $80-65.0% |