Filed April 29, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 64 · EIN 13-5674085 | Recordkeeping Fees | $4,058,502 |
Service code 14 · EIN 31-1397510 | Plan Administrator | $545,696 |
US POSTAL SERVICE5+ years Service code 38 · EIN 41-0760000 | Participant Communication | $43,491 |
Filed as: CLARK SCHAEFER HACKETT Service code 10 · EIN 31-0800053 | Accounting | $35,800 |
RSVP DIRECT3 years Filed as: RSVP DIRECT INC. Service code 38 · EIN 36-3964634 | Participant Communication | $35,527 |
ROCATON INVESTMENT ADVISORS, LLC5+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 16 · EIN 04-3638035 | Consulting | $31,879 |
CLASSICAL MARKETING LLC5+ years Service code 38 · EIN 36-4291764 | Participant Communication | $21,822 |
FUND DIRECT ADVISORS1 year Filed as: FUND EVALUATION GROUP, LLC Service code 16 · EIN 01-0694771 | Consulting | $9,000 |
BANCO POPULAR DE PUERTO RICO3 years Service code 38 · EIN 66-0561870 | Participant Communication | $6,370 |
UNITED MAIL4 years Service code 38 · EIN 13-5570651 | Participant Communication | $5,337 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,355 | $43,466-37.1% | $99,475-72.5% | $89,609-69.5% |
| Participation rate | 84.9% | 41.5%+43.4pp | 73.8%+11.1pp | 69.6%+15.4pp |
| Annual return | 14.63% | 22.62%-8.0pp | 30.72%-16.1pp | 34.56%-19.9pp |
| Employer contribution / active EE | $920 | $788+16.8% | $2,540-63.8% | $2,584-64.4% |
| Participant deferral / active EE | $2,380 | $1,495+59.2% | $3,619-34.2% | $4,220-43.6% |
| Admin fee / account holder | $32 | $56-42.2% | $6,252-99.5% | $72-54.9% |