Filed April 29, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 64 · EIN 13-5674085 | Recordkeeping Fees | $4,058,502 |
Service code 14 · EIN 31-1397510 | Plan Administrator | $545,696 |
US POSTAL SERVICE5+ years Service code 38 · EIN 41-0760000 | Participant Communication | $43,491 |
Filed as: CLARK SCHAEFER HACKETT Service code 10 · EIN 31-0800053 | Accounting | $35,800 |
RSVP DIRECT3 years Filed as: RSVP DIRECT INC. Service code 38 · EIN 36-3964634 | Participant Communication | $35,527 |
ROCATON INVESTMENT ADVISORS, LLC5+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 16 · EIN 04-3638035 | Consulting | $31,879 |
CLASSICAL MARKETING LLC5+ years Service code 38 · EIN 36-4291764 | Participant Communication | $21,822 |
FUND DIRECT ADVISORS1 year Filed as: FUND EVALUATION GROUP, LLC Service code 16 · EIN 01-0694771 | Consulting | $9,000 |
BANCO POPULAR DE PUERTO RICO3 years Service code 38 · EIN 66-0561870 | Participant Communication | $6,370 |
UNITED MAIL4 years Service code 38 · EIN 13-5570651 | Participant Communication | $5,337 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,355 | $43,466-37.1% | $99,489-72.5% | $89,609-69.5% |
| Participation rate | 84.9% | 41.5%+43.4pp | 73.8%+11.1pp | 69.6%+15.4pp |
| Annual return | 14.63% | 22.62%-8.0pp | 30.72%-16.1pp | 33.65%-19.0pp |
| Employer contribution / active EE | $920 | $788+16.8% | $2,541-63.8% | $2,584-64.4% |
| Participant deferral / active EE | $2,380 | $1,495+59.2% | $3,619-34.2% | $4,222-43.6% |
| Admin fee / account holder | $32 | $56-42.2% | $6,254-99.5% | $72-54.9% |