Filed April 29, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 64 · EIN 13-5674085 | Recordkeeping Fees | $4,010,985 |
METLIFE LIFE INSURANCE COMPANY3+ years Filed as: METLIFE MANAGEMENT Service code 51 · EIN 13-5581829 | Investment Mgmt Fees | $1,128,376 |
Service code 14 · EIN 31-1397510 | Plan Administrator | $585,919 |
JPMORGAN INVEST HOLDINGS LLC3+ years Filed as: JP MORGAN CHASE BANK Service code 21 · EIN 13-4994650 | Bank Trustee | $358,167 |
Filed as: LINCOLN NATIONAL LIFE INSURANCE COM Service code 51 · EIN 35-1140070 | Investment Mgmt Fees | $351,044 |
Filed as: THE PRUDENTIAL COMPANY OF AMERICA Service code 52 · EIN 22-1211670 | Indirect Investment Fees | $256,630 |
PAYDEN & RYGEL1 year Filed as: PAYDEN & RYGEL INVESTMENT MANAGEMEN Service code 51 · EIN 95-3921788 | Investment Mgmt Fees | $248,212 |
THE BANK OF NEW YORK MELLON3+ years Filed as: BNY MELLON Service code 51 · EIN 25-6078093 | Investment Mgmt Fees | $204,517 |
Service code 51 · EIN 71-0294708 | Investment Mgmt Fees | $181,945 |
ROCATON INVESTMENT ADVISORS, LLC3+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 16 · EIN 04-3638035 | Consulting | $65,327 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,048 | $41,409-39.5% | $94,993-73.6% | $80,976-69.1% |
| Participation rate | 85.8% | 46.1%+39.7pp | 73.9%+11.9pp | 68.3%+17.5pp |
| Annual return | 9.99% | 18.00%-8.0pp | 27.14%-17.2pp | 22.91%-12.9pp |
| Employer contribution / active EE | $843 | $698+20.8% | $2,603-67.6% | $2,402-64.9% |
| Participant deferral / active EE | $2,164 | $1,441+50.2% | $3,317-34.8% | $3,848-43.8% |
| Admin fee / account holder | $63 | $48+30.9% | $4,960-98.7% | $67-6.6% |