Filed April 29, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MERRIL LYNCH2 years Filed as: MERRIL LYNCH PIERCE FENNER & SMITH Service code 64 · EIN 91-0781053 | Recordkeeping Fees | $3,348,445 |
MACY'S CREDIT & CUSTOMER SERVICE7+ years Filed as: MACYS CREDIT & CUSTOMER SERVICES Service code 14 · EIN 31-1397510 | Plan Administrator | $362,853 |
CLASSICAL MARKETING LLC7+ years Service code 38 · EIN 36-4291764 | Participant Communication | $60,979 |
ROCATON INVESTMENT ADVISORS, LLC7+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 16 · EIN 04-3638035 | Consulting | $50,000 |
Filed as: CLARK SCHAEFER HACKETT & CO. Service code 10 · EIN 31-0800053 | Accounting | $37,500 |
RSVP DIRECT2 years Filed as: RSVP DIRECT INC Service code 38 · EIN 36-3964634 | Participant Communication | $30,389 |
FUND DIRECT ADVISORS2 years Filed as: FUND EVALUATION GROUP LLC Service code 27 · EIN 01-0694771 | Advisory (Plan) | $12,000 |
BANCO POPULAR DE PUERTO RICO5 years Service code 38 · EIN 66-0561870 | Participant Communication | $6,978 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,171 | $56,274-39.3% | $109,923-68.9% | $106,520-67.9% |
| Participation rate | 53.7% | 46.3%+7.4pp | 74.2%-20.5pp | 71.3%-17.6pp |
| Annual return | 16.20% | 27.85%-11.7pp | 29.46%-13.3pp | 19.28%-3.1pp |
| Employer contribution / active EE | $639 | $1,010-36.7% | $2,844-77.5% | $2,840-77.5% |
| Participant deferral / active EE | $1,774 | $1,973-10.1% | $4,048-56.2% | $4,948-64.1% |
| Admin fee / account holder | $30 | $57-46.9% | $6,070-99.5% | $75-59.3% |