Filed April 29, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 64 · EIN 13-5674085 | Recordkeeping Fees | $3,900,444 |
METLIFE LIFE INSURANCE COMPANY4+ years Filed as: METLIFE MANAGEMENT Service code 51 · EIN 13-5581829 | Investment Mgmt Fees | $1,020,077 |
Service code 14 · EIN 31-1397510 | Plan Administrator | $587,081 |
LINCOLN NATIONAL CORPORATION2 years Filed as: LINCOLN NATIONAL LIFE INSURANCE COM Service code 51 · EIN 35-1140070 | Investment Mgmt Fees | $334,399 |
JPMORGAN INVEST HOLDINGS LLC4+ years Filed as: JP MORGAN CHASE BANK Service code 21 · EIN 13-4994650 | Bank Trustee | $290,000 |
PAYDEN & RYGEL2 years Filed as: PAYDEN & RYGEL INVESTMENT MANAGEMEN Service code 51 · EIN 95-3921788 | Investment Mgmt Fees | $242,321 |
Filed as: THE PRUDENTIAL COMPANY OF AMERICA Service code 52 · EIN 22-1211670 | Indirect Investment Fees | $220,949 |
Service code 51 · EIN 71-0294708 | Investment Mgmt Fees | $171,045 |
THE BANK OF NEW YORK MELLON4+ years Filed as: BNY MELLON Service code 51 · EIN 25-6078093 | Investment Mgmt Fees | $106,479 |
ROCATON INVESTMENT ADVISORS, LLC4+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 16 · EIN 04-3638035 | Consulting | $65,250 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,155 | $38,509-37.3% | $90,657-73.4% | $73,367-67.1% |
| Participation rate | 83.7% | 45.9%+37.8pp | 74.0%+9.7pp | 69.5%+14.2pp |
| Annual return | -2.46% | 2.07%-4.5pp | 1.89%-4.3pp | 173.45%-175.9pp |
| Employer contribution / active EE | $895 | $754+18.8% | $2,532-64.6% | $2,499-64.2% |
| Participant deferral / active EE | $2,280 | $1,495+52.4% | $3,424-33.4% | $4,033-43.5% |
| Admin fee / account holder | $61 | $48+25.5% | $4,994-98.8% | $68-11.4% |