Filed April 29, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 91-0781053 | Recordkeeping Fees | $2,918,093 |
Service code 14 · EIN 31-1397510 | Plan Administrator | $455,435 |
Filed as: CLARK SCHAEFER HACKETT & CO Service code 10 · EIN 31-0800053 | Accounting | $43,700 |
ROCATON INVESTMENT ADVISORS, LLC9+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 16 · EIN 04-3638035 | Consulting | $37,500 |
RSVP DIRECT INC4 years Service code 38 · EIN 36-3964634 | Participant Communication | $32,861 |
CLASSICAL MARKETING LLC9+ years Service code 38 · EIN 36-4291764 | Participant Communication | $25,311 |
FUND DIRECT ADVISORS4 years Filed as: FUND EVALUATION GROUP LLC Service code 27 · EIN 01-0694771 | Advisory (Plan) | $12,000 |
BANCO POPULAR DE PUERTO RICO7 years Service code 38 · EIN 66-0561870 | Participant Communication | $5,990 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,106 | $57,458-42.4% | $95,745-65.4% | $96,393-65.7% |
| Participation rate | 61.5% | 47.9%+13.6pp | 72.3%-10.8pp | 71.3%-9.8pp |
| Annual return | 15.86% | 17.80%-1.9pp | 28.35%-12.5pp | 22.88%-7.0pp |
| Employer contribution / active EE | $769 | $1,155-33.4% | $2,835-72.9% | $3,238-76.3% |
| Participant deferral / active EE | $2,061 | $2,443-15.7% | $4,245-51.5% | $5,455-62.2% |
| Admin fee / account holder | $27 | $61-54.7% | $5,678-99.5% | $74-62.9% |