Filed September 24, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $85,341 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 16 · EIN 26-0058143 | Consulting | $46,551 |
CAMMACK LARHETTE ADVISORS7+ years Service code 27 · EIN 20-4668732 | Advisory (Plan) | $23,186 |
PROSKAUER ROSE LLP2 years Service code 29 · EIN 13-1840454 | Legal | $21,088 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $193,008 | $62,723+207.7% | $142,908+35.1% | $86,828+122.3% |
| Participation rate | 100.0% | 62.6%+37.4pp | 72.0%+28.0pp | 72.3%+27.7pp |
| Annual return | 12.38% | 17.62%-5.2pp | 5640.16%-5627.8pp | 97.95%-85.6pp |
| Employer contribution / active EE | $27 | $1,627-98.4% | $4,146-99.4% | $2,406-98.9% |
| Participant deferral / active EE | $7,275 | $3,039+139.4% | $3,838+89.5% | $4,132+76.1% |
| Admin fee / account holder | $198 | $140+41.8% | $6,560-97.0% | $170+16.7% |