Filed September 24, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Sales... | $117,714 |
CAMMACK LARHETTE ADVISORS2+ years Service code 27 · EIN 20-4668732 | Advisory (Plan) | $85,403 |
KPMG LLP2+ years Service code 10 · EIN 13-5565207 | Accounting | $48,200 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $375 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $142,723 | $41,281+245.7% | $109,313+30.6% | $57,658+147.5% |
| Participation rate | 100.0% | 59.3%+40.7pp | 71.3%+28.7pp | 70.2%+29.8pp |
| Annual return | 5.96% | 8.97%-3.0pp | 22.07%-16.1pp | 5.13%+0.8pp |
| Employer contribution / active EE | $27 | $1,201-97.8% | $3,892-99.3% | $1,974-98.7% |
| Participant deferral / active EE | $10,181 | $2,223+357.9% | $3,166+221.5% | $3,061+232.7% |
| Admin fee / account holder | $207 | $75+174.6% | $5,666-96.4% | $95+118.6% |