Filed September 24, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
KPMG LLP2 years Filed as: KPMG Service code 10 · EIN 13-5565207 | Accounting | $63,500 |
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 16 · EIN 26-0058143 | Consulting | $53,732 |
PROSKAUER ROSE LLP4 years Service code 29 · EIN 13-1840454 | Legal | $19,953 |
Service code 12 · EIN 13-3689044 | Claims processing; Participant commun... | $18,825 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $175,342 | $53,344+228.7% | $121,214+44.7% | $74,478+135.4% |
| Participation rate | 95.2% | 60.0%+35.2pp | 69.5%+25.7pp | 70.7%+24.5pp |
| Annual return | 13.72% | 35.15%-21.4pp | 987.67%-973.9pp | 34.37%-20.6pp |
| Employer contribution / active EE | $67 | $1,898-96.5% | $4,171-98.4% | $2,637-97.5% |
| Participant deferral / active EE | $10,766 | $3,220+234.4% | $4,084+163.7% | $4,530+137.7% |
| Admin fee / account holder | $151 | $382-60.4% | $5,647-97.3% | $347-56.4% |