Filed December 23, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $178,134 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $108,685 |
Service code 27 · EIN 26-0058143 | Advisory (Plan) | $102,309 |
Filed as: GALLAGHER BENEFIT SERVICES INC DBA Service code 27 · EIN 36-4291971 | Advisory (Plan) | $46,714 |
COHN REZNICK LLP1 year Service code 10 · EIN 22-1478099 | Accounting | $38,000 |
COWEN & COMPANY LLC2+ years Filed as: COWEN EXECUTION SERVICES, LLC Service code 50 · EIN 84-1702964 | Direct Payment | $5,610 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,843 | $69,305+68.6% | $82,312+42.0% | $69,631+67.8% |
| Participation rate | 68.1% | 80.3%-12.1pp | 76.9%-8.7pp | 70.7%-2.5pp |
| Annual return | 13.97% | 21.47%-7.5pp | 25.88%-11.9pp | 27571.02%-27557.1pp |
| Employer contribution / active EE | $3,933 | $1,887+108.5% | $2,428+62.0% | $2,032+93.5% |
| Participant deferral / active EE | $7,446 | $3,568+108.7% | $3,706+100.9% | $3,224+131.0% |
| Admin fee / account holder | $185 | $97+90.5% | $5,608-96.7% | $110+67.7% |