Filed December 23, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $127,118 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $101,961 |
CAP FINANCIAL PARTNERS, LLC1+ years Filed as: CAP FINANCIAL PARTNERS LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $101,451 |
BIDART & ROSS1+ years Service code 27 · EIN 88-0241176 | Advisory (Plan) | $40,540 |
COHN REZNICK LLP1+ years Filed as: COHN REZNICK Service code 10 · EIN 22-1478099 | Accounting | $38,500 |
Filed as: ARTHUR J. GALLAGHER & CO. Service code 27 · EIN 36-4291971 | Advisory (Plan) | $36,653 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J.P.MORGAN SECURITIES INC Service code 50 · EIN 13-3379014 | Direct Payment | $17,390 |
COWEN & COMPANY LLC1+ years Filed as: COWEN EXECUTION SERVICES, LLC Service code 50 · EIN 84-1702964 | Direct Payment | $7,485 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,221 | $63,905+55.3% | $74,184+33.8% | $57,658+72.1% |
| Participation rate | 77.7% | 79.8%-2.1pp | 76.6%+1.1pp | 70.2%+7.4pp |
| Annual return | 6.05% | 60.60%-54.5pp | 17.74%-11.7pp | 5.13%+0.9pp |
| Employer contribution / active EE | $5,378 | $1,840+192.2% | $2,370+126.9% | $1,974+172.5% |
| Participant deferral / active EE | $10,524 | $3,448+205.2% | $3,550+196.5% | $3,061+243.8% |
| Admin fee / account holder | $144 | $91+58.5% | $5,586-97.4% | $95+52.7% |