Filed December 23, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $123,712 |
Filed as: ADVISED ASSET GROUP Service code 26 · EIN 84-1532243 | Advisory (Participants) | $123,090 |
CAPFINANCIAL PARTNERS LLC2 years Service code 27 · EIN 26-0058143 | Advisory (Plan) | $104,218 |
COHNREZNICK LLP1 year Service code 10 · EIN 22-1478099 | Accounting | $39,000 |
Filed as: GALLAGHER BENEFIT SERVICES INC Service code 27 · EIN 36-4291971 | Advisory (Plan) | $35,969 |
COWEN & COMPANY LLC1 year Filed as: COWAN EXECUTION SERVICES, LLC Service code 50 · EIN 84-1702964 | Direct Payment | $9,238 |
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,716 | $65,118+67.0% | $76,768+41.6% | $55,725+95.1% |
| Participation rate | 91.0% | 79.6%+11.4pp | 77.0%+14.1pp | 70.9%+20.2pp |
| Annual return | -4.79% | -1.27%-3.5pp | 2.43%-7.2pp | 244.93%-249.7pp |
| Employer contribution / active EE | $6,436 | $1,941+231.6% | $2,485+159.0% | $2,078+209.7% |
| Participant deferral / active EE | $12,866 | $3,688+248.8% | $3,852+234.0% | $3,356+283.4% |
| Admin fee / account holder | $184 | $116+58.5% | $6,675-97.2% | $115+59.4% |