Filed October 17, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $3,110,763 |
ROCATON INVESTMENT ADVISORS, LLC6+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $245,219 |
ERNST & YOUNG LLP3 years Filed as: ERNST & YOUNG, LLP Service code 10 · EIN 11-2241326 | Accounting | $76,206 |
Filed as: MORGAN LEWIS & BOCKIUS LLP Service code 29 · EIN 23-0891050 | Legal | $23,040 |
Filed as: CHARLES SCHWAB & CO INC. Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $182,894 | $68,330+167.7% | $149,740+22.1% | $96,393+89.7% |
| Participation rate | 84.0% | 74.6%+9.4pp | 78.8%+5.2pp | 71.3%+12.7pp |
| Annual return | 20.07% | 29.64%-9.6pp | 134.51%-114.4pp | 22.88%-2.8pp |
| Employer contribution / active EE | $3,539 | $2,139+65.4% | $4,821-26.6% | $3,239+9.3% |
| Participant deferral / active EE | $8,292 | $4,422+87.5% | $5,683+45.9% | $5,455+52.0% |
| Admin fee / account holder | $64 | $52+22.9% | $13,222-99.5% | $74-13.5% |