Filed October 17, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Account m... | $4,404,844 |
ROCATON INVESTMENT ADVISORS, LLC1+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $249,877 |
ERNST & YOUNG LLP1+ years Service code 10 · EIN 11-2241326 | Accounting | $52,000 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
Filed as: PRUDENTIAL INS. CO. OF AMERICA Service code 15 | Recordkeeping | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,053 | $46,969+113.0% | $154,111-35.1% | $73,367+36.4% |
| Participation rate | 79.3% | 72.4%+6.9pp | 83.0%-3.8pp | 69.5%+9.8pp |
| Annual return | -2.94% | 821.68%-824.6pp | 735.18%-738.1pp | 173.45%-176.4pp |
| Employer contribution / active EE | $2,713 | $1,723+57.5% | $5,298-48.8% | $2,499+8.6% |
| Participant deferral / active EE | $5,972 | $3,162+88.9% | $5,081+17.6% | $4,033+48.1% |
| Admin fee / account holder | $84 | $47+79.5% | $13,411-99.4% | $68+22.3% |