Filed October 17, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant loan ... | $3,924,381 |
ROCATON INVESTMENT ADVISORS, LLC3+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $357,601 |
ERNST & YOUNG LLP3+ years Service code 10 · EIN 11-2241326 | Accounting | $74,600 |
NATIONAL FINANCIAL SERVICES3+ years Service code 15 | Recordkeeping | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $162,903 | $66,513+144.9% | $178,510-8.7% | $106,273+53.3% |
| Participation rate | 83.1% | 73.8%+9.3pp | 81.9%+1.1pp | 70.8%+12.3pp |
| Annual return | 21.34% | 21.81%-0.5pp | 151.13%-129.8pp | 21.70%-0.4pp |
| Employer contribution / active EE | $3,438 | $1,776+93.6% | $5,011-31.4% | $2,722+26.3% |
| Participant deferral / active EE | $7,358 | $3,679+100.0% | $5,202+41.4% | $4,601+59.9% |
| Admin fee / account holder | $83 | $53+54.4% | $13,988-99.4% | $78+5.3% |