Filed October 17, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Recordk... | $3,814,815 |
ROCATON INVESTMENT ADVISORS, LLC2+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $269,822 |
ERNST & YOUNG LLP2+ years Service code 10 · EIN 11-2241326 | Accounting | $53,000 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 | Securities brokerage commissions and ... | $0 |
Filed as: PRUDENTIAL INS. CO. OF AMERICA Service code 15 | Recordkeeping | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $128,954 | $58,202+121.6% | $172,757-25.4% | $89,609+43.9% |
| Participation rate | 76.0% | 72.8%+3.2pp | 82.6%-6.6pp | 69.6%+6.4pp |
| Annual return | 20.92% | 61.59%-40.7pp | 803.06%-782.1pp | 33.65%-12.7pp |
| Employer contribution / active EE | $3,019 | $1,759+71.6% | $5,144-41.3% | $2,584+16.8% |
| Participant deferral / active EE | $6,339 | $3,335+90.1% | $5,198+21.9% | $4,222+50.1% |
| Admin fee / account holder | $76 | $53+44.8% | $13,956-99.5% | $72+6.2% |