Filed October 17, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Sales l... | $3,294,246 |
ROCATON INVESTMENT ADVISORS, LLC5+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $297,736 |
ERNST & YOUNG LLP2 years Filed as: ERNST & YOUNG, LLP Service code 10 · EIN 11-2241326 | Accounting | $63,743 |
NATIONAL FINANCIAL SERVICES5+ years Service code 15 | Recordkeeping | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $150,243 | $83,057+80.9% | $143,801+4.5% | $89,433+68.0% |
| Participation rate | 79.4% | 74.0%+5.4pp | 80.3%-0.9pp | 71.3%+8.1pp |
| Annual return | -15.52% | -13.97%-1.5pp | -0.04%-15.5pp | -11.88%-3.6pp |
| Employer contribution / active EE | $3,179 | $2,095+51.7% | $4,952-35.8% | $3,021+5.2% |
| Participant deferral / active EE | $7,408 | $4,281+73.1% | $5,639+31.4% | $5,125+44.6% |
| Admin fee / account holder | $66 | $83-20.4% | $14,680-99.5% | $79-16.8% |