Filed October 17, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Participant loan p... | $522,727 |
ERNST & YOUNG LLP3+ years Service code 10 · EIN 34-6565596 | Accounting | $74,600 |
ROCATON INVESTMENT ADVISORS, LLC3+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $8,206 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,591 | $66,513-66.0% | $178,510-87.3% | $106,273-78.7% |
| Participation rate | 73.8% | 73.8%+0.1pp | 81.9%-8.1pp | 70.8%+3.0pp |
| Annual return | 60.45% | 21.81%+38.6pp | 151.13%-90.7pp | 21.70%+38.8pp |
| Employer contribution / active EE | $679 | $1,776-61.7% | $5,011-86.4% | $2,722-75.0% |
| Participant deferral / active EE | $3,236 | $3,679-12.0% | $5,202-37.8% | $4,601-29.7% |
| Admin fee / account holder | $41 | $53-23.1% | $13,988-99.7% | $78-47.5% |