Filed October 17, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Participant co... | $330,334 |
ERNST & YOUNG LLP2+ years Service code 10 · EIN 34-6565596 | Accounting | $53,000 |
ROCATON INVESTMENT ADVISORS, LLC2+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $4,605 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,040 | $58,202-72.4% | $172,757-90.7% | $89,609-82.1% |
| Participation rate | 62.4% | 72.8%-10.5pp | 82.6%-20.3pp | 69.6%-7.2pp |
| Annual return | 49.49% | 61.59%-12.1pp | 803.06%-753.6pp | 33.65%+15.8pp |
| Employer contribution / active EE | $477 | $1,759-72.9% | $5,144-90.7% | $2,584-81.6% |
| Participant deferral / active EE | $1,858 | $3,335-44.3% | $5,198-64.3% | $4,222-56.0% |
| Admin fee / account holder | $37 | $53-30.0% | $13,956-99.7% | $72-48.6% |