Filed October 17, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Parti... | $512,015 |
ERNST & YOUNG LLP5+ years Service code 10 · EIN 34-6565596 | Accounting | $59,239 |
ROCATON INVESTMENT ADVISORS, LLC5+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $15,790 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,026 | $83,057-72.3% | $143,801-84.0% | $89,433-74.3% |
| Participation rate | 59.8% | 74.0%-14.2pp | 80.3%-20.5pp | 71.3%-11.5pp |
| Annual return | -15.27% | -13.97%-1.3pp | -0.04%-15.2pp | -11.88%-3.4pp |
| Employer contribution / active EE | $1,741 | $2,095-16.9% | $4,952-64.8% | $3,021-42.4% |
| Participant deferral / active EE | $3,391 | $4,281-20.8% | $5,639-39.9% | $5,125-33.8% |
| Admin fee / account holder | $19 | $83-77.5% | $14,680-99.9% | $79-76.5% |