Filed October 17, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Sharehol... | $757,519 |
ERNST & YOUNG LLP4+ years Service code 10 · EIN 34-6565596 | Accounting | $54,600 |
ROCATON INVESTMENT ADVISORS, LLC4+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $7,834 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,216 | $68,062-63.0% | $185,854-86.4% | $106,520-76.3% |
| Participation rate | 80.1% | 75.2%+4.9pp | 81.7%-1.6pp | 71.3%+8.8pp |
| Annual return | 46.65% | 18.20%+28.4pp | 122.12%-75.5pp | 19.28%+27.4pp |
| Employer contribution / active EE | $1,393 | $1,997-30.2% | $5,169-73.0% | $2,840-51.0% |
| Participant deferral / active EE | $4,290 | $3,990+7.5% | $5,569-23.0% | $4,948-13.3% |
| Admin fee / account holder | $34 | $53-36.3% | $16,246-99.8% | $75-54.9% |