Filed October 17, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant commu... | $2,928,811 |
ROCATON INVESTMENT ADVISORS, LLC7+ years Filed as: ROCATON INVESTMENT ADVISORS Service code 27 · EIN 04-3638035 | Advisory (Plan) | $110,935 |
ERNST & YOUNG LLP4 years Filed as: ERNST & YOUNG, LLP Service code 10 · EIN 11-2241326 | Accounting | $68,950 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN LEWIS & BOCKIUS LLP Service code 29 · EIN 23-0891050 | Legal | $33,721 |
MEKETA INVESTMENT GROUP1 year Service code 28 · EIN 04-2659023 | Investment Management | $17,800 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC. Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $200,318 | $73,283+173.3% | $155,509+28.8% | $106,382+88.3% |
| Participation rate | 76.8% | 73.3%+3.5pp | 78.2%-1.4pp | 69.9%+6.9pp |
| Annual return | 13.07% | 15.77%-2.7pp | 64.67%-51.6pp | 17.37%-4.3pp |
| Employer contribution / active EE | $3,083 | $2,247+37.2% | $4,672-34.0% | $3,364-8.4% |
| Participant deferral / active EE | $7,496 | $4,580+63.7% | $5,626+33.2% | $5,569+34.6% |
| Admin fee / account holder | $58 | $56+3.3% | $15,912-99.6% | $79-26.8% |