Filed September 21, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
CAP FINANCIAL PARTNERS, LLC1+ years Filed as: CAP FINANCIAL PARTNERS LLC Service code 16 · EIN 26-0058143 | Consulting | $22,500 |
BETH MARTIN1+ years Filed as: BETH ISRAEL DEACONESS MEDICAL CNTR Service code 35 · EIN 04-2103881 | Employee (plan sponsor); Direct payme... | $17,480 |
STRATEGIC ADVISORS, INC.1+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $8,415 |
WILMERHALE1+ years Service code 29 · EIN 04-1409810 | Legal | $5,203 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,381 | $46,516+49.2% | $147,618-53.0% | $69,651-0.4% |
| Participation rate | 16.0% | 65.8%-49.8pp | 84.6%-68.6pp | 66.6%-50.5pp |
| Annual return | 40.23% | 9.48%+30.8pp | 61.98%-21.8pp | 53.77%-13.5pp |
| Employer contribution / active EE | $0 | $1,393-100.0% | $5,564-100.0% | $2,241-100.0% |
| Participant deferral / active EE | $896 | $2,719-67.1% | $4,895-81.7% | $3,635-75.4% |
| Admin fee / account holder | $2 | $45-94.7% | $11,612-100.0% | $63-96.3% |