Filed September 21, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.4 years Filed as: STRATEGIC ADVISERS, INC Service code 27 · EIN 04-2654524 | Advisory (Plan) | $49,215 |
FID INV INST OPS CO2 years Filed as: FID INV INSTL OPS CO Service code 37 · EIN 04-2647786 | Loan Processing | $39,425 |
CAP FINANCIAL PARTNERS, LLC6+ years Filed as: CAP FINANCIAL PARTNERS LLC Service code 16 · EIN 26-0058143 | Consulting | $24,511 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,658 | $66,513+54.3% | $178,510-42.5% | $106,273-3.4% |
| Participation rate | 16.9% | 73.8%-56.8pp | 81.9%-65.0pp | 70.8%-53.9pp |
| Annual return | 15.21% | 21.81%-6.6pp | 151.13%-135.9pp | 21.70%-6.5pp |
| Employer contribution / active EE | $0 | $1,776-100.0% | $5,011-100.0% | $2,722-100.0% |
| Participant deferral / active EE | $1,157 | $3,679-68.6% | $5,202-77.8% | $4,601-74.9% |
| Admin fee / account holder | $29 | $53-45.5% | $13,988-99.8% | $78-62.8% |