Filed September 21, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.3 years Filed as: STRATEGIC ADVISERS, INC Service code 27 · EIN 04-2654524 | Advisory (Plan) | $44,201 |
CAP FINANCIAL PARTNERS, LLC5+ years Filed as: CAP FINANCIAL PARTNERS LLC Service code 16 · EIN 26-0058143 | Consulting | $15,697 |
FID INV INST OPS CO1 year Filed as: FID INV INSTL OPS CO Service code 37 · EIN 04-2647786 | Loan Processing | -$118,098 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,576 | $58,202+62.5% | $172,757-45.3% | $89,609+5.5% |
| Participation rate | 16.1% | 72.8%-56.8pp | 82.6%-66.6pp | 69.6%-53.5pp |
| Annual return | 20.23% | 61.59%-41.4pp | 803.06%-782.8pp | 33.65%-13.4pp |
| Employer contribution / active EE | $0 | $1,759-100.0% | $5,144-100.0% | $2,584-100.0% |
| Participant deferral / active EE | $1,042 | $3,335-68.7% | $5,198-79.9% | $4,222-75.3% |
| Admin fee / account holder | $13 | $53-75.1% | $13,956-99.9% | $72-81.7% |