Filed September 21, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.1 year Filed as: STRATEGIC ADVISERS, INC Service code 27 · EIN 04-2654524 | Advisory (Plan) | $25,180 |
CAP FINANCIAL PARTNERS, LLC3+ years Filed as: CAP FINANCIAL PARTNERS LLC Service code 16 · EIN 26-0058143 | Consulting | $11,250 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,060 | $53,684+65.9% | $170,435-47.7% | $80,976+10.0% |
| Participation rate | 14.9% | 69.2%-54.3pp | 83.6%-68.7pp | 68.3%-53.4pp |
| Annual return | 17.04% | 25.97%-8.9pp | 205.94%-188.9pp | 22.91%-5.9pp |
| Employer contribution / active EE | $0 | $1,642-100.0% | $5,432-100.0% | $2,402-100.0% |
| Participant deferral / active EE | $940 | $3,017-68.8% | $4,939-81.0% | $3,848-75.6% |
| Admin fee / account holder | $8 | $46-83.8% | $13,881-99.9% | $67-88.8% |