Filed September 21, 2015 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 16 · EIN 53-0181291 | Consulting | $101,386 |
STRATEGIC ADVISORS, INC.5 years Filed as: STRATEGIC ADVISERS, INC Service code 27 · EIN 04-2654524 | Advisory (Plan) | $74,251 |
CAP FINANCIAL PARTNERS, LLC7+ years Filed as: CAP FINANCIAL PARTNERS LLC Service code 16 · EIN 26-0058143 | Consulting | $17,831 |
BDO USA, LLP1 year Filed as: BDO Service code 10 · EIN 13-5381590 | Accounting | $14,822 |
FID INV INST OPS CO3 years Filed as: FID INV INSTL OPS CO Service code 37 · EIN 04-2647786 | Loan Processing | -$144,532 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,123 | $68,062+58.9% | $185,854-41.8% | $106,520+1.5% |
| Participation rate | 17.1% | 75.2%-58.1pp | 81.7%-64.6pp | 71.3%-54.2pp |
| Annual return | 15.02% | 18.20%-3.2pp | 122.12%-107.1pp | 19.28%-4.3pp |
| Employer contribution / active EE | $0 | $1,997-100.0% | $5,169-100.0% | $2,840-100.0% |
| Participant deferral / active EE | $1,148 | $3,990-71.2% | $5,569-79.4% | $4,948-76.8% |
| Admin fee / account holder | $17 | $53-67.5% | $16,246-99.9% | $75-77.0% |