CAP FINANCIAL PARTNERS, LLC
34 known aliases resolved via the canonical alias map
Market position · 2024
Plans served99+13 YoYRank #196 of mapped providers
Assets under administration$28.3B0.0%Market share · rank #451
Fees received$5MMedian $39,485/planSum across Schedule C direct + indirect
Net wins YoY+1741 won · 24 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical CAP FINANCIAL PARTNERS, LLC plan look like?
Service mix · median fees per plan
Count of plans where CAP FINANCIAL PARTNERS, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment advisory (plan)Code 27 | 54 | $38,959 | |
Investment management; Direct payment from the planCode 28 | 18 | $44,323 | |
Investment advisory (plan); Investment management; Direct payment from the plan; Investment advisory (participants); Investment management fees paid directly by planCode 26 | 8 | $36,815 | |
Direct payment from the plan; Consulting (general)Code 16 | 7 | $50,625 | |
Other feesCode 99 | 3 | $36,632 | |
Insurance brokerage commissions and fees; Direct payment from the planCode 50 | 2 | $50,625 | |
Investment management fees paid directly by planCode 51 | 2 | $13,766 | |
Participant loan processing; Contract Administrator; Sales loads (front end and deferred)Code 13 | 1 | $29,736 |
Competitor overlap
Percent of CAP FINANCIAL PARTNERS, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under CAP FINANCIAL PARTNERS, LLC.
| Sponsor | From | Assets |
|---|---|---|
MILLERKNOLL, INC.MI · 380837640-002 | CAPFINANCIAL PARTNERS LLC | $1.4B |
UNIVERSITY OF MIAMIFL · 590624458-003 | FASCORE, LLC | $1.2B |
THE CHILDREN'S HOSPITAL OF ALABAMAAL · 630307306-001 | CAPFINANCIAL PARTNERS LLC | $618M |
BOARD OF TRUSTEES ARIZONA PIPE TRADES DC PENSION PLANAZ · 860434707-002 | JENNINGS, STROUSS & SALMON, PLC | $404M |
BOARD OF TRUSTEES ARIZONA PIPE TRADES PENSION PLANAZ · 866025734-001 | CAPFINANCIAL PARTNERS LLC | $384M |
MARIST COLLEGENY · 141442493-001 | TIAA | $342M |
PETERSON HOLDING COMPANYCA · 942420293-001 | MILLIMAN, INC. | $296M |
TALLAHASSEE MEMORIAL HEALTHCARE INCFL · 591917016-002 | TRANSAMERICA RETIREMENT SOLUTIONS | $193M |
PA CONSULTING GROUP, INC.MA · 222287449-002 | THE VANGUARD GROUP, INC. | $179M |
TALLAHASSEE MEMORIAL HEALTHCARE, INC.FL · 591917016-004 | TRANSAMERICA RETIREMENT SOLUTIONS | $176M |
Plans lost in 2024
Appeared last year under CAP FINANCIAL PARTNERS, LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
STEWART TITLE GUARANTY COMPANYTX · 740924290-002 | CAPFINANCIAL PARTNERS LLC | $590M |
THE MOHEGAN TRIBE OF INDIANS OF CONNECTICUTCT · 061436334-001 | CAPFINANCIAL PARTNERS LLC | $440M |
ISO NEW ENGLAND INC.MA · 043372500-001 | CAPFINANCIAL PARTNERS LLC | $276M |
THE CLUB MANAGEMENT ASSOCIATION OF AMERICAVA · 530235732-003 | DCSRETIRE INC | $221M |
CURTIS, MALLET-PREVOST, COLT & MOSLE LLPNY · 135018900-002 | (new plan) | $110M |
KRISPY KREME DOUGHNUT CORPORATIONNC · 561318322-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $55M |
RINGLING COLLEGE OF ART AND DESIGN, INC.FL · 590637903-002 | CAPFINANCIAL PARTNERS LLC | $51M |
MCNICHOLS COMPANYFL · 341010088-001 | CAPFINANCIAL PARTNERS LLC | $40M |
EAST COAST MIGRANT HEAD START PROJECTNC · 521020023-001 | LINCOLN NATIONAL CORPORATION | $34M |
OPUS PACKAGING GROUP, INC.MI · 463981791-001 | CAPFINANCIAL PARTNERS LLC | $25M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CORNELL UNIVERSITYNY · 150532082-002 | $2.2B | 10,733 | $69,556 | 4y | - |
HOWARD HUGHES MEDICAL INSTITUTEMD · 590735717-007 | $2.0B | 13,330 | $46,568 | 4y | - |
ORLANDO HEALTH, INC.FL · 591726273-003 | $1.9B | 55,514 | $161,238 | 2y | 1 |
BROOKHAVEN SCIENCE ASSOCIATES, LLCNY · 113403915-001 | $1.5B | 5,751 | $36,514 | 2y | - |
MILLERKNOLL, INC.MI · 380837640-002 | $1.4B | 10,107 | $90,000 | 5y | - |
AMERICAN UNIVERSITYDC · 530196549-001 | $1.4B | 8,748 | $97,130 | 3y | 1 |
TEMPLE UNIVERSITY HEALTH SYSTEM INCPA · 232825881-002 | $1.3B | 20,513 | $43,345 | 3y | - |
UNIVERSITY OF MIAMIFL · 590624458-003 | $1.2B | 2,379 | $135,043 | 1y | - |
THE CHILDRENS MERCY HOSPITALMO · 440605373-002 | $1.1B | 12,683 | $73,533 | 2y | - |
BROOKHAVEN SCIENCE ASSOCIATES, LLCNY · 113403915-002 | $949M | 3,629 | $36,514 | 2y | - |
Flag exposure
73.7%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (34)
Raw Schedule C names collapsed into CAP FINANCIAL PARTNERS, LLC.
- CAP
- CAP FINANCIAL PARTER, LLC
- CAP FINANCIAL PARTNE
- CAP FINANCIAL PARTNERS
- CAP FINANCIAL PARTNERS - LLC
- CAP FINANCIAL PARTNERS L
- CAP FINANCIAL PARTNERS LLC
- CAP FINANCIAL PARTNERS,
- CAP FINANCIAL PARTNERS, LLC
- CAP FINANCIAL PARTNERS, LLC.
- CAP FINANCIAL PARTNERS, LLP
- CAP FINANCIAL PARTNERS,L
- CAP FINANCIAL PARTNERS,LLC
- CAP FINANCIAL SECURITIES, LLC
- CAP FINANCIAL SERVICES, LLC
- CAP GROUP RETIREMENT PN SERVICES
- CAP INST SVCS INC - EQUITIES
- CAP INSTL SVCS INC-EQUITIES
- CAP SOUTH
- CAP STRAT
- CAP STRAT ADVISORY
- CAP TRUST
- CAP TRUST ADVISORS
- CAP TRUST ADVISORS LLC
- CAP TRUST ADVISORS, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for CAP FINANCIAL PARTNERS, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 1.01% | 7.76% | -6.75 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 18 | 18.18% | 1.71% | +16.47 pp |
| Failed to provide benefit | 2 | 2.02% | 0.14% | +1.88 pp |
| Corrective distributions | 19 | 19.19% | 1.76% | +17.43 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with CAP FINANCIAL PARTNERS, LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).